National Leadership Grants for Museums -- FY13 Guidelines
Application Deadline: January 15, 2013
(Projects must begin on October 1, November 1, or December 1, 2013. )
Date Posted: October 12, 2012
Catalog of Federal Domestic Assistance (CFDA) Number: 45.312
Questions? See the National Leadership Grants for Museums webpage for IMLS contact info.
Teletype (TTY/TDD) (for persons with hearing difficulty): 202/653-4614
Upon request, IMLS will provide an audio recording of this or any other publication.
Web Conferencing with Program Staff
IMLS staff are available by phone and through e-mail to discuss general issues relating to National Leadership Grants for Museums. We also invite you to participate in one of five pre-application web conferences to learn more about the program, ask questions, and listen to the questions and comments of other participants.
The web conference schedule for the FY2013 National Leadership Grants for Museums program is as follows:
Thursday, October 25, 2012, at 2 - 3 pm Eastern Time
Thursday, November 8, 2012, at 2 - 3 pm Eastern Time
Tuesday, November 20, 2012, at 2 - 3 pm Eastern Time
Wednesday, December 5, 2012, at 2 - 3 pm Eastern Time
Wednesday, December 19, 2012, at 2 - 3 pm Eastern Time
To participate in a web conference, a few minutes before it is scheduled to begin, log into:
Then, using any touchtone phone, call 1-866-299-7945. When prompted to enter a passcode, enter 9910420#.
IMLS-funded programs do not discriminate on the basis of race, color, national origin, sex, disability, or age. For further information, write to the Civil Rights Officer, Institute of Museum and Library Services, 1800 M Street, NW, 9th Floor, Washington, DC 20036-5802.
Office of Management and Budget Clearance Numbers
Guidelines: OMB No. 3137-0029; Expiration Date: 9/30/2015
Forms: OMB No. 3137-0071; Expiration Date: 9/30/2015
How long should it take me to complete this application?
We estimate the average amount of time needed for one applicant to complete the narrative portion of this application to be 40 hours. This includes the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and writing and reviewing the answers.
We estimate that, in addition to the time needed for you to answer the narrative questions, it will take you an average of 15 minutes per response for the Program Information Sheet and 3 hours per response for the IMLS Budget Form.
Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to the Institute of Museum and Library Services at 1800 M Street, NW, 9th Floor, Washington, DC 20036-5802, and to the Office of Management and Budget, Paperwork Reduction Project (3137-0029), Washington, DC 20503.
The mission of the Institute of Museum and Library Services is to inspire libraries and museums to advance innovation, lifelong learning, and cultural and civic engagement. We provide leadership through research, policy development, and grant making.
U.S. museums and libraries are at the forefront in the movement to create a nation of learners. As stewards of cultural heritage with rich, authentic content, libraries and museums provide learning experiences for everyone. IMLS has adopted a new strategic plan for 2012-2016, "Creating a Nation of Learners." In FY2013, each National Leadership Grant for Museums award will support one of the following three goals:
IMLS places the learner at the center and supports engaging experiences in libraries and museums that prepare people to be full participants in their local communities and our global society.
IMLS promotes museums and libraries as strong community anchors that enhance civic engagement, cultural opportunities, and economic vitality.
IMLS supports exemplary stewardship of museum and library collections and promotes the use of technology to facilitate discovery of knowledge and cultural heritage.
The goals focus on achieving positive public outcomes for communities and individuals; supporting the unique role of museums and libraries in preserving and providing access to collections and content; and promoting library, museum, and information service policies that ensure access to information for all Americans.
How are IMLS’s Strategic Plan goals reflected in the National Leadership Grants for Museums categories?
Learning Experiences: These grants support museums as core providers of learning in conjunction with schools, families and communities; providing access to collections, information and educational resources; encouraging the use of technologies; and developing programs for specific segments of the public.
Community Anchors: These grants encourage leadership and innovation through local networks and partnerships; support museums as part of economic development and revitalization in communities; stimulate greater collaboration; and support the sharing of resources.
Collections Stewardship: These grants support the highest standards in conservation and care of the cultural, historic, natural and scientific heritage of the United States to benefit future generations.
Supporting National Initiatives
For FY2013, IMLS continues to pursue its commitment to early learning by seeking proposals addressing learners from ages 0-8 and their parents and caregivers. Museum applicants are encouraged to partner with community organizations to address at least one of the challenges identified by the Campaign for Grade Level Reading including school readiness, summer reading loss, and chronic school absence. Click here to learn more about IMLS's role in this initiative. Projects addressing the goals of the Campaign for Grade Level Reading should check the appropriate box on the Program Information Sheet component of the application.
2. Program Information
What are National Leadership Grants for Museums?
National Leadership Grants (NLG) for Museums support projects that address current and future needs of the museum field and that have the potential to advance practice in the profession so that museums can improve services for the American public. Successful proposals will generate results such as models, new tools, research findings, services, practices, and/or alliances that can be widely used, adapted, scaled, or replicated to extend and leverage the benefits of federal investment.
Note to applicants: The FY2013 expanded National Leadership Grants for Museums opportunity now encompasses those types of proposals that were previously solicited through the 21st Century Museum Professionals Grants program. IMLS maintains its commitment to professional training and development for museum professionals. IMLS continues to encourage applications for projects that meet the learning needs of emerging, mid-career, and seasoned professionals in multiple institutions.
What are the distinguishing features of all National Leadership Grants for Museums projects?
- Broad Impact: Your proposal should address key needs and challenges that face museums. Your project should show the potential for far-reaching impact, influence practice throughout the museum profession; and reflect awareness and support of current strategic initiatives and agendas in the field.
- Innovation: Your proposal should demonstrate a thorough understanding of current practice and knowledge about the subject matter, and show how the project has the potential to strengthen and improve museum services to benefit the audiences and communities being served.
- Collaboration: While partners are not required in all NLG projects, partnerships can help demonstrate a broad need, field-wide buy-in and input, access to appropriate expertise, and sharing of resources.
What is the deadline for applying for a National Leadership Grant for Museums?
The deadline for the FY2013 National Leadership Grants for Museums is January 15, 2013.
What is the period of time in which my organization can conduct activities funded by a FY2013 NLG for Museums grant?
Projects must begin on October 1, November 1, or December 1, 2013. Projects must begin on the first day of the month and end on the last day of the final month of the project. Generally, project activities supported by NLG for Museums grants may be carried out for up to three years.
How much money can my institution apply for?
NLG for Museums grant awards range from $50,000 to $500,000, subject to the availability of funds and IMLS discretion.
Do we have to provide funds from other sources in order to be eligible for a NLG for Museums grant?
In order to receive an NLG for Museums grant of $250,000 or more, you must provide funds from non-federal sources in an amount that is equal to or greater than the amount of the grant. Click here for further information on cost sharing. Proposals requesting less than $250,000 in IMLS funds do not require cost share/matching.
How many applications can we submit to this program?
There is no limit on the number of applications your organization may submit to this program in FY2013.
What categories of funding are there in the NLG for Museums program?
There are three categories within the NLG for Museums program and you will need to select one of them for your application. Select a category that best supports your project proposal.
IMLS places the learner at the center and supports engaging experiences in museums that prepare people to be full participants in their local communities and our global society. Projects should deliver high quality, inclusive, accessible and audience-focused programs and services for lifelong learning in formal or informal settings.
IMLS promotes museums as strong community anchors that enhance civic engagement, cultural opportunities, and economic vitality. Projects should address common community challenges and demonstrate how museums improve the quality of life and enrich community members’ knowledge and understanding of critical local and global issues, provide forums for community dialogue, and/or connect individuals to resources in the broader community service infrastructure through their programs and services. Projects may include capacity-building activities that position museums to be more effective in fulfilling their roles as a community anchor institutions.
IMLS supports exemplary stewardship of museum collections and promotes the use of technology to facilitate discovery of knowledge and cultural heritage. Projects should support the care and management of collections to expand and sustain access for current and future generations. Projects should reflect systematic, holistic, logical approaches to the documentation, preservation, and conservation of tangible and digital collections to sustain and improve public access.
What activities may be funded under the Learning Experiences category?
Projects may include, but are not limited to, the following:
- Development, implementation, and dissemination of model programs that create engaging learning opportunities
- Development and implementation of training and professional development programs, tools, or resources that build the knowledge, skills and abilities of museum staff and/or volunteers in multiple institutions
- Research focusing on the role of museums in engaging learners
- Creation and/or support of communities of practice among museum professionals
Click here for examples of recently funded projects that support activities in the Learning Experiences category.
What activities may be funded under the Community Anchors category?
Projects may include, but are not limited to, the following:
- Addressing community challenges through new types of partnerships, services, processes, or practices
- Re-envisioning the role of museums in serving their communities and creating public value
- Research focusing on the role of museums as community anchors
- Increasing the capacity of museums and/or partnering organizations to provide effective services for their communities
Click here for examples of recently funded projects that support activities in the Community Anchors category.
What activities may be funded under the Collections Stewardship category?
Projects may include, but are not limited to, the following:
- Development, implementation and dissemination of new tools or services that facilitate access, presentation, management, preservation, sharing, and use of museum collections
- Development and implementation of training and professional development programs, tools, or resources that impact the ability of museum staff and/or volunteers in multiple institutions to improve the stewardship of collections
- Research focusing on any broadly relevant aspect of the management, conservation and preservation of collections.
- Building or strengthening coalitions to enhance collections care
Click here for examples of recently funded projects that support activities in the Collections Stewardship category.
What requirements govern the use of IMLS funds?
You may only use IMLS funds for activities that may be funded under program-specific requirements of the Learning Experiences, Community Anchors, and Collections Stewardship categories of the FY2013 National Leadership Grants for Museums, and that are allowable under IMLS and government-wide cost principle rules, including OMB Circulars and regulations.
How do I determine what costs are allowable?
In addition to program-specific requirements, organizations receiving grant funds from the Federal Government must follow particular cost principles and procedures. Title 2 of the Code of Federal Regulations (CFR) provides specific information on cost principles for allowable costs in Federal grants.
Consult these FY2013 National Leadership Grants for Museums program guidelines and the appropriate cost principles in the CFR to determine the allowability of a proposed cost item in your budget proposal.
What are some examples of allowable costs for the FY2013 National Leadership Grants for Museums?
The following list includes some examples of allowable costs in this grant program. Please consult the appropriate cost principles in the CFR for additional guidance on allowable costs.
- personnel salaries, wages, and fringe benefits
- travel expenses for key project staff and consultants
- materials, supplies, software, and equipment related directly to project activities
- publication design and printing
- consultant fees
- services (e.g. design, technical support, printing, non-construction labor)
- training for staff and volunteers that impacts multiple museums
- indirect or overhead costs (Click here to learn more about indirect costs.)
What are some examples of unallowable costs for the FY2013 National Leadership Grants for Museums?
The following list includes some examples of unallowable costs in this grant program. Please consult the appropriate cost principles in the CFR for additional guidance on allowable costs.
- general museum fundraising costs, such as development office staff or other staff time devoted to general fundraising
- contributions to endowments
- general museum operating support
- acquisition of collections
- general advertising or public relations costs designed solely to promote activities other than those related to the specific project
- construction and renovation of museum facilities (generally, any activity involving contract labor of the construction trades is not an allowable cost)
- exhibit fabrication that involves contract labor of the construction trades
- reconstruction or renovation of historic sites
- social activities, ceremonies, receptions, or entertainment
- subgrants or subawards
- pre-award costs
If you have questions about allowable costs, please call us for guidance.
Are partners required for NLG for Museums?
Partners may strengthen a NLG for Museums application, if they are appropriate to the project, but they are not required. An application may include one or more partners. The lead applicant must be eligible to apply as an individual entity, and all partners should be active contributors to project activities. Please note that we encourage the lead applicant to include a letter of support from each partner. Click here to learn more about partners.
Is my organization eligible for an award under the FY2013 National Leadership Grants for Museums program?
To be eligible for an award under the FY2013 National Leadership Grants for Museums program, you must be an organization that meets all three of the following criteria:
- You must be either a unit of State or local government or be a private nonprofit organization that has tax-exempt status under the Internal Revenue Code;
- You must be located in one of the 50 States of the United States of America, the District of Columbia, the Commonwealth of Puerto Rico, the U.S. Virgin Islands, Guam, American Samoa, the Commonwealth of the Northern Mariana Islands, the Republic of the Marshall Islands, the Federated States of Micronesia, or the Republic of Palau; and
- You must qualify as one of the following:
A museum that, using a professional staff, is organized on a permanent basis for essentially educational or aesthetic purposes; owns or uses tangible objects, either animate or inanimate; cares for these objects; and exhibits these objects to the general public on a regular basis through facilities that is owns or operates.
What types of museums are eligible? Museums include, but are not limited to, aquariums, arboretums, art museums, botanical gardens, children/youth museums, general museums (those having two or more significant disciplines), historic houses/sites, history museums, natural history/anthropology museums, nature centers, planetariums, science/technology centers, specialized museums (limited to a single distinct subject), and zoological parks.
What does it mean to be using a professional staff?
An institution uses a professional staff if it employs at least one staff member, or the full-time equivalent, whether paid or unpaid, primarily engaged in the acquisition, care, or exhibition to the public of objects owned or used by the institution.
What does it mean to exhibit the objects to the general public?
An institution exhibits objects to the general public if such exhibition is a primary purpose of the institution. An institution that exhibits objects to the general public for at least 120 days a year is deemed to exhibit objects to the general public on a regular basis.
An institution which does not have the exhibition of objects as a primary purpose and/or does not exhibit objects to the public for at least 120 days a year may be determined to be eligible as a museum under certain circumstances. For more information, please see 45 CFR §1180.2(d).
An organization or association that engages in activities designed to advance the well-being of museums and the museum profession;
An institution of higher education, including public and nonprofit universities; or
A public or private nonprofit agency which is responsible for the operation of a museum may apply on behalf of the museum.
If my museum is located within a parent organization, can my museum apply on its own?
A museum located within a parent organization that is a State or local government or multipurpose not-for-profit entity, such as a municipality, university, historical society, foundation, or cultural center, may apply on its own behalf if the museum:
is able to independently fulfill all the eligibility requirements listed in the above three criteria;
functions as a discrete unit within the parent organization;
has its own fully segregated and itemized operating budget; and
has the authority to make the application on its own.
When any of the last three conditions cannot be met, a museum may only apply through its parent organization.
Is a nonprofit organization eligible if it is affiliated with a museum?
IMLS may determine that a nonprofit organization that is affiliated with a museum is eligible for this program where the organization can demonstrate that it has the ability to administer the project and can ensure compliance with the terms of these guidelines and the applicable law, including the Assurances and Certifications. The applicant organization must submit an agreement from the museum that details the activities that the applicant and museum will perform and binds the museum to the statements and assurances made in the grant application.
4. Registration Requirements
Before submitting an application, your organization must have a current and active D-U-N-S® Number, SAM registration, and Grants.gov registration. Check your materials and registrations well in advance of the application deadline to ensure that they are accurate, current, and active.
What is a D-U-N-S® Number and how do I get one?
Click here to learn more about getting a D-U-N-S® Number.
What is the SAM and how do I register?
Click here to learn more about SAM Registration.
What is Grants.gov and how do I register?
Click here to learn more about Grants.gov Registration and Tips for Using Grants.gov.
5. Preparing and Submitting an Application
WE MAKE GRANTS ONLY TO ELIGIBLE APPLICANTS THAT SUBMIT COMPLETE APPLICATIONS, INCLUDING ATTACHMENTS, ON OR BEFORE THE DEADLINE.
For the FY2013 National Leadership Grants for Museums, Grants.gov will accept applications through 11:59 p.m. Eastern Time on January 15, 2013.
We strongly recommend that you REGISTER EARLY and COMPLETE AND SUBMIT THE APPLICATION EARLY.
Click here to learn more about Grants.gov.
Use one of the following identifiers to locate the National Leadership Grants for Museums package in Grants.gov:
CFDA No: 45.312, or
Funding Opportunity Number: NLG-Museums-FY13
What documents are required to make a complete application?
The Table of Application Components below will help you prepare a complete and eligible application. Links to more information and instructions for completing each application component are provided in the table. Applications missing any Required Documents or Conditionally Required Documents from this list will be considered incomplete and will be rejected from further consideration.
How should the application components be formatted, named, and sequenced?
- Document format: Aside from the first two documents listed below which are created in Grants.gov, all application components must be submitted as PDF documents.
- Page limits: Note page limits listed below. We will remove any pages above the limit, and we will not send them to reviewers as part of your application.
- Naming convention: Use the naming convention indicated below. IMPORTANT: You are limited to using the following characters in all attachment file names: A-Z, a-z, 0-9, underscore (_), hyphen (-), space, period. If you use any other characters when naming your attachment files, your application will be rejected.
- Document order: In Grants.gov, append all application components in the sequence listed below. Use all available spaces in the "Mandatory Documents for Submission" box first. You should append any remaining application components in the "Optional Documents for Submission" box.
- Complete applications: Use the table below as a checklist to ensure that you have created and attached all necessary application components.
Table of Application Components
A project abstract should be no more than one page. Insert the text, which you generate through a word processing program and save as a PDF, into the Abstract field in Grants.gov.
Information in the abstract should cover the following areas as related to the proposed project:
- Who is the lead applicant and, if applicable, who are the partners?
- What is the time frame for the project?
- What is the challenge, problem, or need the project addresses?
- Who is the intended audience for the project outcomes?
- What will be the specific project activities and tangible products?
- What are the intended outcomes for audience members in terms of measurable changes in knowledge, skills, attitudes, or behavior?
- How does your project reflect the NLG for Museums requirements of demonstrating broad impact, innovation and collaboration?
This abstract may be used for public information purposes, so it should be informative to other persons working in the same or related fields, as well as to the lay reader. The abstract must not include any proprietary or confidential information.
Program Information Sheet
1. Applicant Information
a. Legal Name: Enter 5a from the SF424S.
b. Applicant D-U-N-S® Number: Enter 5f from the SF424S.
c. Check Yes or No, and provide expiration date, if you check the Yes box. Please note that, before submitting an application, your organization must have a current SAM registration.
d. Organizational Unit: If you cannot apply for grants on your own behalf, then enter your organizational unit’s name and address in these spaces. For example, if your museum is part of a parent organization, such as a university, then enter the name of the university under Legal Name and the museum as the Organizational Unit.
e. Organizational Unit Address: Be sure to include the four-digit extension on the ZIP code.
f. Organizational Governance: You should check the box that best characterizes your organization.
g. Organizational Unit Type: Select the one that most accurately describes your organization.
2. Organizational Financial Information
a-d: All applicants must provide the information requested.
3. Grant Program Information
Select one project category under e. National Leadership Grants-Museums.
4. Check this box if your project addresses the Campaign for Grade Level Reading initiative.
5. Funding Request Information
a. IMLS Funds Requested: Enter the amount in dollars sought from IMLS.
b. Cost Share Amount: Enter the amount of non-federal funding you are providing, which must be at least one-half of the total project cost. Click here to learn more about cost share.
6. Project Subject Area
Check the boxes that reflect the subject areas to be addressed by your project.
7. Population Served
Check the boxes that reflect the population(s) to be served by your project.
8. Museum Profile
Museum applicants must answer all questions (a - m) in this section.
9. Project Elements
National Leadership Grants-Museums and Museums for America applicants must complete this section.
Refer to the project category you selected in Question 3 above and check the box that reflects the primary element that is core to your project. For conservation projects only, check additional box(es) corresponding to the material type(s) that will be primarily affected by your project.
Download Program Information Sheet (minimum requirements Adobe Reader 7.0.5):
Adobe® PDF (850KB)
How should my narrative document be formatted?
Limit the narrative to ten single-spaced, numbered pages. We will remove any pages above the ten-page limit, and we will not send them to reviewers as part of your application.
Make sure your organization’s name appears at the top of each page. Use at least 0.5-inch margins on all sides and a font size of at least twelve-point. See the instructions for "Supporting Documents" to provide supplementary material.
How will my narrative be reviewed?
Reviewers with a variety of professional backgrounds will read these applications and advise us on their merits. They will base their evaluations on the information presented in the application. Your project narrative should therefore be clear, concise, and well organized with a minimum of technical jargon.
Review criteria are listed below for each section of the narrative. These criteria describe what the reviewers are instructed to consider as they evaluate proposals. Keep these application review criteria in mind when writing your narrative. Be certain to address the bullet points under each of the narrative sections as you write. Address the sections of the narrative separately and in the same order in which they are listed below.
Research project proposals should answer each of the following questions in the narrative portion of their application.
- What are the specific research questions this investigation will attempt to answer?
- What is the relevance of the proposed research for current practice?
- What research method(s) will be used to conduct the research?
- What type of data will be gathered?
- How will be data be analyzed?
- How will the information be reported?
- How will the research data be managed and made available for future use (as applicable)?
If an electronic dataset will be created as a result of the proposed research, you must complete Part III of the Specifications for Projects that Develop Digital Products Form and include this form as part of your application. Part III of this form asks you to summarize the dataset’s original purpose and scope; provide technical information about the dataset’s format, structure, and content; explain what metadata will be created about the dataset and what standards and formats will be used for the metadata; list any relevant hardware, software, or other dependencies for using the data; identify a repository where the data and metadata will be archived, managed, and made accessible (if applicable); and describe the long-term preservation plan for the dataset. If you do not expect your proposal to generate data, please state this clearly in your narrative. Click here to learn more about the elements of an effective National Leadership Grant for Museums research proposal.
What elements do I include in my narrative?
The elements listed below will guide you as you write your narrative. In each section of your narrative be sure to address the overall NLG for Museums Program requirements of demonstrating broad impact, innovation and collaboration.
1. Project Justification
- What do you propose to do?
- What need, problem, or challenge will your project address?
- Who or what will benefit from your project?
- What are the intended results of your project?
- Is the project clearly explained?
- Is the need, problem, or challenge clearly identified and supported by relevant evidence?
- Are the people who will benefit from the project clearly identified and have they been involved in project planning?
- Are the intended results well formulated and achievable?
- Does the project address current needs of the museum field and/or have the potential to advance practice in the museum profession?
- Does the project align with the selected NLG for Museums category: Learning Experiences, Community Anchors, or Collections Stewardship?
2. Project Work Plan
- What specific activities will you carry out?
- Who will plan, implement, and manage your project?
- When and in what sequence will your activities occur?
- What financial, personnel, and other resources will you need to carry out the activities?
- What resources will your institution contribute to the project?
- How and with whom will you track progress toward achieving your intended results?
- How and with whom will you share your project results?
- Are the proposed activities, technology and/or methodologies informed by appropriate theory and practice?
- Are the technical details including all information required in the IMLS Specifications for Projects that Develop Digital Products form provided for projects generating digital products?
- Do the identified staff, partners, consultants, and service providers possess the experience and skills necessary to complete the work successfully?
- Is the schedule of work realistic and achievable?
- Are the time, personnel, and financial resources identified appropriate for the scope and scale of the project?
- Does the institution provide evidence of its capacity to carry out the project activities and meet the cost-share requirement?
- Is a clear methodology described for tracking the project’s progress and adjusting course when necessary?
- Is there an effective plan for communicating results and/or sharing discoveries?
- For research projects, does the proposal answer the questions outlined in the guidance on how to write an effective research proposal?
If a budget surplus or deficit above or below 10% of your annual operating budget for any of the three most recently completed fiscal years is shown on the Program Information Sheet, provide an explanation as part of this section of the narrative.
3. Project Results
- What knowledge, skills, behaviors and/or attitudes do you expect to change and among whom?
- How will you measure success in achieving your intended results?
- What project results will be of value to the field?
- How will you sustain the benefit(s) of your project?
- Are the project’s intended results clearly articulated?
- Are the measures of success in achieving results appropriate for the project?
- Will the proposed project generate results such as models, tools, research findings, services, and practices that can be broadly used, adapted, scaled or replicated in the museum profession?
- Is there a reasonable and practical plan for sustaining the benefits of the project beyond the conclusion of the grant?
Conditionally Required Documents
If your organization is a private, nonprofit institution, you must submit a copy of the IRS letter indicating your eligibility for nonprofit status under the applicable provision of the Internal Revenue Code of 1954, as amended. We will not accept a letter of State sales tax exemption as proof of nonprofit status.
Please consult the table below to determine if any other additional documents are required. If any of the conditions in the left column apply to your project, then the documents described in the right column are required. If you do not provide them, your application will be considered incomplete and will be rejected from further consideration.
You may submit other attachments of your choosing as part of your application package, but do not overload the reviewers with too much information. These attachments should include only information that will supplement the narrative and support the project description provided in the application. They should help reviewers envision your project, but they should not be used to answer narrative questions. You may wish to consider the following:
- Needs assessments
- Reports from planning activities
- Digitization plans
- Web links to relevant online materials
- Letters of support from experts and/or stakeholders
- Letters of commitment from partners who will receive grant funds or contribute substantive funds to the completion of project activities
Note: When attaching these documents, give each one a specific title for clear identification. All Supporting Documents must include dates of creation and authorship.
Assurances and Certifications
What Federal laws do I agree to comply with when I submit my application?
As an applicant for Federal funds, you must certify that you are responsible for complying with certain nondiscrimination, debarment and suspension, drug-free workplace, and lobbying laws. These are outlined below and are set out in more detail, along with other requirements, in the Assurances and Certifications. By signing the application form, which includes the Assurances and Certifications, you certify that you are in compliance with these requirements and that you will maintain records and submit any reports that are necessary to ensure compliance. Your failure to comply with these statutory and regulatory requirements may result in the suspension or termination of your grant and require you to return funds to the government.
1. Nondiscrimination Statutes: You certify that you do not discriminate:
- on the grounds of race, color, or national origin (including limited English proficiency), in accordance with Title VI of the Civil Rights Act of 1964, as amended (42 U.S.C. §2000d et seq.);
- on the grounds of disability, in accordance with Section 504 of the Rehabilitation Act of 1973, as amended (29 U.S.C. §701 et seq., including §794);
- on the basis of age, in accordance with the Age Discrimination in Employment Act of 1975, as amended (42 U.S.C. §6101 et seq.); and
- on the basis of sex, in any education program or activity, in accordance with Title IX of the Education Amendments of 1972 (20 U.S.C. §1681 et seq.).
2. Debarment and Suspension (2 C.F.R. Part 180 and 2 C.F.R. Part 3185):
You certify that neither you nor your principals: (a) are presently excluded or disqualified; (b) have been convicted within the preceding three years of offenses listed in 2 C.F.R. §180.800 (including but not limited to: fraud, antitrust, embezzlement, or offense indicating lack of business integrity) or have had a civil judgment rendered again you or them for one of such offenses within that time period; (c) are presently indicted for or otherwise criminally or civilly charged by a governmental entity (Federal, State, or local) with commission of any of such offenses; or (d) have had one or more public transactions (Federal, State, or local) terminated within the preceding three years for cause or default. Where you are unable to certify to any of the above, you must attach an explanation to this application. You must also comply with applicable sections of the OMB guidance in 2 C.F.R. Part 180, and include a term or condition in lower-tier transactions requiring lower-tier participants to comply with subpart C of the OMB guidance in 2 C.F.R. Part 180.
3. Federal Debt Status:
You certify that you are not delinquent in the repayment of any Federal debt. Examples include delinquent payroll or other taxes, audit disallowances, and benefit overpayments.
4. Drug-Free Workplace:
You must provide a drug-free workplace by complying with the requirements of 2 C.F.R. Part 3186. This includes: making a good faith effort to maintain a drug-free workplace; publishing a drug-free workplace statement; establishing a drug-free awareness program for your employees; taking actions concerning employees who are convicted of violating drug statutes in the workplace; and identifying (either at the time of your application or upon award, or in documents that you keep on file in your offices) all known workplaces under your Federal awards.
5. Lobbying Activities (31 U.S.C. §1352):
You are subject to various restrictions against lobbying or attempting to influence a Federal employee or a Member of Congress or congressional employees, in connection with legislation, appropriations, or the award or modification of a Federal contract, grant, cooperative agreement, or loan. Certain additional restrictions apply if you are requesting over $100,000 in Federal assistance.
The Assurances and Certifications contain other general requirements that may apply depending on the nature of your grant activity (for example, the Native American Graves Protection and Repatriation Act of 1990 and the National Historic Preservation Act of 1966).
6. After You Apply
What is the application review process?
We use a peer review process to evaluate all eligible and complete applications. Reviewers are professionals in the field with relevant knowledge and expertise in the types of project activities identified in the applications. They are instructed to evaluate proposed projects according to the criteria identified in the program guidelines. The Director takes into account the advice provided by the review process and makes final funding decisions consistent with the purposes of the agency’s programs.
When will we find out if we have been selected to receive a grant?
No information about the status of an application will be released until the applications have been reviewed and all deliberations are concluded. IMLS expects to notify both funded and unfunded applicants of final decisions by September 2013. Funded projects may not begin earlier than October 1, 2013.
Acknowledgement, Copyright, and Work Products
Read more about acknowledgement, copyright, publications, digital and other work products, information sharing, and requirements for projects that involve research.